Step 1: Initial Inquiry
We will discuss your interest in our financial planning services. We will provide you with information about our advisory services, and fee structures. We will also provide you with a brochure and introductory materials.
Step 2: Informational Meeting
This is a meeting to discuss your investment philosophy, objectives andpreferences. This meeting will also discuss the specific services that you are interested in. An estimated fee will also be provided to you. One half of this fee is due upon agreement to enter into services.
Step 3: Data Gathering And Initial Preparation
Information about the client’s financial life will be gathered. We will seek to assess financial goals, needs and priorities. An investor profile questionnaire will be completed to determine your investment attitude and risk tolerance. Reports and summaries are developed from the financial information gathered.
Step 4: Investment Plan Formulation
All information previously gathered is analyzed and a specific report is formulated based upon a number of factors (age, income, tax bracket, investment goals, risk aversion, financial situation).
Step 5: Financial Plan Presentation
You will be presented with a customized financial plan based upon yourfinancial goals, objectives and risk tolerance. The complete plan will bereviewed as well as all recommendations and instructions for implementation. Final payment is due on this date.
